Reprinted from the September 2004 issue of RESPIRATORY CARE [Respir Care 2004;49(9):1100–1108]
AARC Clinical Practice Guideline
Application of Continuous Positive Airway Pressure to
Neonates via Nasal Prongs, Nasopharyngeal Tube,
or Nasal Mask—2004 Revision & Update
NCPAP 1.0 PROCEDURE:
The application of continuous positive airway pressure to neonates and infants
by nasal prongs (NCPAP), nasopharyngeal tube (NP-CPAP), or infant nasal mask
(NM-CPAP) administered with a commercially available circuit used in conjunction
with a continuous flow source, infant ventilator, or a suitably equipped multipurpose
ventilator.
NCPAP 2.0 DESCRIPTION/DEFINITION:
Continuous positive airway pressure (CPAP) is the application of positive pressure
to the airways of the spontaneously breathing patient throughout the respiratory
cycle.1-4 For the most part, neonates are preferential nose breathers,
which easily facilitates the application of nasal CPAP.5-7 This is
accomplished by inserting nasopharyngeal tubes, affixing nasal prongs, or fitting
a nasal mask to the patient.8-11 The device provides heated and humidified
continuous or variable flow from a circuit connected to a continuous gas source,
mechanical ventilator designed for neonates, or a suitably equipped multipurpose
ventilator, set in the CPAP mode.8-19
CPAP maintains inspiratory and expiratory pressures above ambient pressure,
which results in an increase in functional residual capacity (FRC) and improvement
in static lung compliance, and decreased airway resistance in the infant with
unstable lung mechanics.1,3,14-23 This allows a greater volume change
per unit of pressure change (ie, greater tidal volume for a given pressure change)
with subsequent reduction in the work of breathing and stabilization of minute
ventilation (VE).13,24-28 CPAP increases mean airway pressure,
and the associated increase in FRC should improve ventilation-perfusion relationships
and potentially reduce oxygen requirements. 24,25,29-33 Additionally
CPAP may expand, or stent, upper airway structures preventing collapse and upper
airway obstruction.20,28,34,35
NCPAP 3.0 SETTINGS:
NCPAP, NP-CPAP, and NM-CPAP are applied by trained personnel in acute and subacute
care hospitals.
NCPAP 4.0 INDICATIONS:
4.1 Abnormalities on physical examination—the presence
of increased work of breathing as indicated by an increase in respiratory
rate of > 30% of normal, substernal and suprasternal retractions, grunting,
and nasal flaring;13,20-23,28,33,34,36 the presence of pale or
cyanotic skin color and agitation30,32,33,37
4.2 Inadequate arterial blood gas values—the inability
to maintain a PaO2 > 50 torr with FIO2 of ≤
0.60 provided VE is adequate as indicated by a PaCO2
level of 50 torr and a pH ≥ 7.2513-15,38
4.3 The presence of poorly expanded and/or infiltrated lung
fields on chest radiograph25,37,38
4.4 The presence of a condition thought to be responsive
to CPAP and associated with one or more of the clinical presentations in 4.1-
4.311,19,24
4.4.1 Respiratory distress syndrome13-15,38
4.4.2 Pulmonary edema13,39
4.4.3 Atelectasis19,37,40
4.4.4 Apnea of prematurity6,23,33,41-45
4.4.5 Recent extubation17,46-52
4.4.6 Tracheal malacia or other similar abnormality of
the lower airways13,53-57
4.4.7 Transient tachypnea of the newborn13,37
4.5 Early intervention in conjunction with surfactant administration
for very low birthweight infants at risk for developing respiratory distress
syndrome.11,13,19,58-64
4.6 The administration of controlled concentrations of nitric
oxide in spontaneously breathing infants.63
NCPAP 5.0 CONTRAINDICATIONS:
5.1 Although NCPAP, NP-CPAP, and NMCPAP have been used
in bronchiolitis, this application may be contraindicated.66,67
5.2 The need for intubation and/or mechanical ventilation
as evidenced by the presence of
5.2.1 Upper airway abnormalities that make NCPAP, NP-CPAP,
or NM-CPAP ineffective or potentially dangerous (eg, choanal atresia, cleft
palate, tracheoesophageal fistula)57
5.2.2 Severe cardiovascular instability and impending arrest
5.2.3 Unstable respiratory drive with frequent apneic episodes
resulting in desaturation and/or bradycardia
5.2.4 Ventilatory failure as indicated by the inability
to maintain PaCO2 < 60 torr and pH > 7.2531,38
5.3. Application of NCPAP, NP-CPAP, or NMCPAP to patients
with untreated congenital diaphragmatic hernia may lead to gastric distention
and further compromise of thoracic organs. 57
NCPAP 6.0 HAZARDS/COMPLICATIONS:
6.1 Hazards and complications associated with equipment
include the following
6.1.1 Obstruction of nasal prongs from mucus plugging
or kinking of nasopharyngeal tube may interfere with delivery of CPAP and
result in a decrease in FIO2 through entrainment of room air
via opposite naris or mouth.
6.1.2 Inactivation of airway pressure alarms
6.1.2.1 Increased resistance created by turbulent flow
through the small orifices of nasal prongs and nasopharyngeal tubes can
maintain pressure in the CPAP system even when decannulation has occurred.
This can result in failure of low airway pressure/disconnect alarms to
respond.7
6.1.2.2 Complete obstruction of nasal prongs and nasopharyngeal
tubes results in continued pressurization of the CPAP system without activation
of low or high airway pressure alarms.69
6.1.3 Activation of a manual breath (commonly available
on infant ventilators) may cause gastric insufflation and patient discomfort
particularly if the peak pressure is set inappropriately high.70
6.1.4 Insufficient gas flow to meet inspiratory demand
resulting in a fluctuating baseline pressure and an increase in the work
of breathing11
6.1.5 Excessive flow results in overdistension from increased
work of breathing due to incomplete exhalation and inadvertent PEEP levels71
6.1.6 Decannulation or malpositioning of prongs or nasopharyngeal
tubes causing fluctuating or reduced CPAP levels
6.1.7 Aspiration or accidental swallowing of small pieces
of the detachable circuit or nasal device assembly72
6.1.8 Nasal excoriation, scarring, pressure necrosis, and
septal distortion73,74
6.1.9 Skin irritation of the head and neck from improperly
secured bonnets or CPAP head harnesses
6.2 Hazards and complications associated with the patient’s
clinical condition include
6.2.1 Lung overdistention leading to
6.2.1.1 Air leak syndromes75-81
6.2.1.2 Ventilation-perfusion mismatch82
6.2.1.3 CO2 retention and increased work of breathing7,30,83
6.2.1.4 Impedance of pulmonary blood flow with a subsequent
increase in pulmonary vascular resistance and decrease in cardiac output39,84
6.2.2 Gastric insufflation and abdominal distention potentially
leading to aspiration34,81,85
6.2.3 Nasal mucosal damage due to inadequate humidification18
NCPAP 7.0 LIMITATIONS OF DEVICE:
7.1 NCPAP, NP-CPAP, and NM-CPAP applications are not benign
procedures, and operators should be aware of the possible hazards and complications
and take all necessary precautions to ensure safe and effective application.
7.2 Mouth breathing during NCPAP, NP-CPAP, and NM-CPAP may
result in loss of desired pressure and decrease in delivered oxygen concentration.14,86-89
However, most studies demonstrate effective NCPAP without mouth closure.11
7.3 NCPAP harnesses and attachment devices are often cumbersome
and difficult to secure and may cause agitation and result in inadvertent
decannulation.7,11,86
7.4 Excessive head rotation or neck extension may alter the
position of NP-CPAP tube placement or obstruct upper airway structures resulting
in diminished or altered pressure, flow, and effective CPAP.11,48
7.5 Severe RDS, septicemia during NCPAP administration, and
pneumothorax are risk factors associated with NCPAP failure.68,79,90
NCPAP 8.0 ASSESSMENT OF NEED:
Determination that valid indications are present by physical, radiographic,
and laboratory assessments.
NCPAP 9.0 ASSESSMENT OF OUTCOME:
CPAP is initiated at levels of 4-5 cm H2O and may be gradually increased
up to 10 cm H2O to provide the following13,25,30,33,59,86,91
9.1 Stabilization of FIO2 requirement ≤ 0.60 with
PaO2 levels > 50 torr and/or the presence of clinically acceptable noninvasive
monitoring of oxygen (PtcO2), while maintaining an adequate VE
as indicated by PaCO2 of 50-60 torr or less and pH ≥ 7.2519,29,64,92-94
9.2 Reduction in the work of breathing as indicated by a
decrease in respiratory rate by 30- 40% and a decrease in the severity of
retractions, grunting, and nasal flaring33,37,69
9.3 Improvement in lung volumes and appearance of lung as
indicated by chest radiograph19,69
9.4 Improvement in patient comfort as assessed by bedside
caregiver
9.5 Clinically significant reduction in apnea, bradycardia,
and cyanosis episodes
NCPAP 10.0 RESOURCES:
10.1 Equipment
10.1.1 Endotracheal tubes (positioned in the nasopharynx
and secured by taping, with placement verified by laryngoscopy or palpation)
or commercially available nasal prongs, bilateral nasopharyngeal tubes,
or specially designed nasal masks with accompanying harness and accessories
may be used for CPAP administration. 11,17,19,50,97
10.1.1.1 Unilateral nasopharyngeal prongs may be less
effective in preventing extubation failure than bilateral short prongs.17,98,99
10.1.2 Continuous flow air-oxygen gas source; commercially
available continuous- flow infant ventilators equipped with CPAP mode; CPAP
flow driver with fluidic nasal interface, or suitably equipped multipurpose
ventilator, with integrated or adjunct low and high airway pressure alarms,
oxygen concentration analyzer with low and high alarms, loss of power and
gas source alarms14,19,100,101
10.1.2.1 A continuous gas flow source requires a mechanical
pressure limiting device, or a flow or threshold resistor, which includes
the use of an underwater threshold resistor, eg Bubble CPAP102
10.1.3 Lightweight CPAP or ventilator circuits with servo-regulated
humidification system18
10.1.4 Continuous noninvasive oxygenation
monitoring by pulse oximetry or transcutaneous monitor with high and low
alarm capabilities is recommended (continuous transcutaneous CO2
monitoring may also be utilized).101,102
10.1.5 Continuous electrocardiographic and respiratory
rate monitor, with high and low alarm capabilities, is recommended.
10.1.6 Suction source, suction regulator, and suction catheters
for periodic suctioning to assure patency of nasal passages and of endotracheal
tubes used for NPCPAP are necessary.103
10.1.7 Resuscitation apparatus with airway manometer and
masks of appropriate size must be available.
10.1.8 Gastric tube for periodic decompression of stomach
and chest tubes should be available.
10.2 Personnel: The application of NCPAP, NP-CPAP, and
NM-CPAP should be performed under the direction of a physician by trained
personnel who hold a recognized credential (eg, CRT, RRT, RN) and who competently
demonstrate
10.2.1 Proper use, understanding, and mastery of the
technical aspects of CPAP devices, mechanical ventilators, and humidification
systems
10.2.2 Knowledge of ventilator management and understanding
of neonatal airway anatomy and pulmonary physiology
10.2.3 Patient assessment skills, with an understanding
of the interaction between the CPAP device and the patient and the ability
to recognize and respond to adverse reactions and complications
10.2.4 Knowledge and understanding of artificial airway
management, training in the procedures of placing endotracheal tubes in
the nasopharynx
10.2.5 The ability to interpret monitored and measured
blood gas values and vital signs
10.2.6 The application of Standard Precautions104
10.2.7 Proper use, understanding, and mastery of emergency
resuscitation equipment and procedures
10.2.8 The ability to assess, evaluate, and document outcome
(Section 9.0)
NCPAP 11.0 MONITORING:
11.1 Patient-ventilator system checks should be performed
at least every 2 to 4 hours and include documentation of mechanical settings,
alarms, and patient assessments as recommended by the AARC CPG Patient-Ventilator
System Checks (MV-SC) and the CPG Humidification During Mechanical Ventilation
(HMV).105,106
11.2 Oxygen and carbon dioxide monitoring, including
11.2.1 Periodic sampling of blood gas values by arterial,
capillary, or venous route107,108
11.2.2 Continuous noninvasive blood gas monitoring by transcutaneous
O2 and CO2 monitors33,108,109
11.2.3 Continuous noninvasive monitoring of oxygen saturation
by pulse oximetry33,110,111
11.3 Continuous monitoring of electrocardiogram and respiratory
rate31,33
11.4 Continuous monitoring of proximal airway pressure (Paw),
PEEP, and mean airway pressure (Paw)31,33
11.5 Continuous monitoring of FIO225,58,112
11.6 Periodic physical assessment of breath sounds and signs
of increased work of breathing (see Section 4.1)16,58,112
11.7 Periodic evaluation of chest radiographs25,52,112
11.8 Periodic assessment of nasal septum
NCPAP 12.0 FREQUENCY:
NCPAP, NP-CPAP, and NM-CPAP are intended
for continuous use and discontinued when the patient’s clinical condition
improves as indicated by successful outcome assessments (Section 9.0).
NCPAP 13.0 INFECTION CONTROL:
No special precautions are necessary, but Standard Precautions104 as described
by the Centers for Disease Control should be employed.
13.1 Disposable nasal CPAP kits are recommended and are
intended for single-patient use.
13.2 Routine disposable circuit changes are unnecessary for
infection control purposes when the humidifying device is other than an aerosol
generator.113
13.3 External surfaces of ventilator should be cleaned according
to the manufacturer’s recommendations when the device has remained in
a patient’s room for a prolonged period, when soiled, when it has come
in contact with potentially transmittable organisms, and after each patient
use.
13.4 Sterile suctioning procedures should be strictly adhered
to.5,51
Revised by Mike Czervinske RRT-NPS, University of Kansas Medical Center,
Kansas City, Kansas, and approved by the 2003 CPG Steering Committee
Original Publication: Respir Care 1994;39(8):817-823.
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Interested persons may copy these Guidelines for noncommercial
purposes of scientific or educational advancement. Please credit AARC and Respiratory
Care Journal.
Reprinted from the September 2004 issue of RESPIRATORY CARE [Respir Care 2004;49(9):1100–1108]